Defined terms — Commission Directive 2004/72/EC of 29 April 2004 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards accepted market practices, the definition of inside information in relation to derivatives on commodities, the drawing up of lists of insiders, the notification of managers' transactions and the notification of suspicious transactions (Text with EEA relevance)
European Union · 32004L0072 · 122 provisions
3 defined in this instrument, 2 borrowed from other acts.
Competent authority — the competent authority as defined in Article 1(7) of Directive 2003/6/EC 6.
Credit institution — borrowed from another act; this instrument states no meaning of its own 5.
Investment firm — borrowed from another act; this instrument states no meaning of its own 4.
Person discharging managerial responsibilities within an issuer — a person who is
a member of the administrative, management or supervisory bodies of the issuer:
a senior executive, who is not a member of the bodies as referred to in point (a), having regular access to inside information relating, directly or indirectly, to the issuer, and the power to make managerial decisions affecting the future developments and business prospects of this issuer 1.
Person professionally arranging transactions — at least an investment firm or a credit institution 3.