Defined terms — Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance)
European Union · 32006R1287 · 810 provisions
7 defined in this instrument.
commodity — any goods of a fungible nature that are capable of being delivered, including metals and their ores and alloys, agricultural products, and energy such as electricity (1)
Community issuer — an issuer which has its registered office in the Community (3)
issuer — an entity which issues transferable securities and, where appropriate, other financial instruments (2)
portfolio trade — a transaction in more than one security where those securities are grouped and traded as a single lot against a specific reference price (6)
securities financing transaction — an instance of stock lending or stock borrowing or the lending or borrowing of other financial instruments, a repurchase or reverse repurchase transaction, or a buy-sell back or sell-buy back transaction (10)
third country issuer — an issuer which is not a Community issuer (4)
trading venue — a regulated market, MTF or systematic internaliser acting in its capacity as such, and, where appropriate, a system outside the Community with similar functions to a regulated market or MTF (8)