Defined terms — DIRECTIVE 2013/36/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (Text with EEA relevance)
European Union · 32013L0036 · 4313 provisions
16 defined in this instrument, 52 borrowed from other acts.
ancillary services undertaking — borrowed from another act; this instrument states no meaning of its own (17)
asset management company — borrowed from another act; this instrument states no meaning of its own (18)
authorisation — borrowed from another act; this instrument states no meaning of its own (38)
branch — borrowed from another act; this instrument states no meaning of its own (16)
buffer guide — a benchmark buffer rate calculated in accordance with Article 135(1) (9)
capital conservation buffer — the own funds that an institution is required to maintain in accordance with Article 129 (1)
central banks — borrowed from another act; this instrument states no meaning of its own (42)
central counterparty — borrowed from another act; this instrument states no meaning of its own (31)
close links — borrowed from another act; this instrument states no meaning of its own (35)
combined buffer requirement — the total Common Equity Tier 1 capital required to meet the requirement for the capital conservation buffer extended by the following, as applicable:
an institution-specific countercyclical capital buffer;
a G-SII buffer;
an O-SII buffer;
a systemic risk buffer (6)
competent authority — borrowed from another act; this instrument states no meaning of its own (36)
consolidated basis — borrowed from another act; this instrument states no meaning of its own (44)
consolidated situation — borrowed from another act; this instrument states no meaning of its own (43)
consolidating supervisor — borrowed from another act; this instrument states no meaning of its own (37)
control — borrowed from another act; this instrument states no meaning of its own (34)
countercyclical buffer rate — the rate that institutions must apply in order to calculate their institution-specific countercyclical capital buffer, and that is set in accordance with Article 136, Article 137 or by a relevant third-country authority, as the case may be (7)
credit institution — borrowed from another act; this instrument states no meaning of its own (1)
credit risk mitigation — borrowed from another act; this instrument states no meaning of its own (49)
discretionary pension benefits — borrowed from another act; this instrument states no meaning of its own (53)
domestically authorised institution — an institution that has been authorised in the Member State for which a particular designated authority is responsible for setting the countercyclical buffer rate (8)
ESCB central banks — borrowed from another act; this instrument states no meaning of its own (41)
EU parent financial holding company — borrowed from another act; this instrument states no meaning of its own (27)
EU parent institution — borrowed from another act; this instrument states no meaning of its own (25)
EU parent mixed financial holding company — borrowed from another act; this instrument states no meaning of its own (29)
external credit assessment institution — borrowed from another act; this instrument states no meaning of its own (58)
financial holding company — borrowed from another act; this instrument states no meaning of its own (19)
financial institution — borrowed from another act; this instrument states no meaning of its own (22)
financial instrument — borrowed from another act; this instrument states no meaning of its own (46)
financial sector entity — borrowed from another act; this instrument states no meaning of its own (23)
G-SII buffer — the own funds that are required to be maintained in accordance with Article 131(4) (3)
home Member State — borrowed from another act; this instrument states no meaning of its own (39)
host Member State — borrowed from another act; this instrument states no meaning of its own (40)
institution — borrowed from another act; this instrument states no meaning of its own (3)
institution-specific countercyclical capital buffer — the own funds that an institution is required to maintain in accordance with Article 130 (2)
insurance undertaking — borrowed from another act; this instrument states no meaning of its own (5)
internal approaches — the internal ratings based approach referred to in Article 143(1), the internal models approach referred to in Article 221, the own estimates approach referred to in Article 225, the advanced measurement approaches referred to in Article 312(2), the internal models method referred to in Articles 283 and 363, and the internal assessment approach referred to in Article 259(3) of Regulation (EU) No 575/2013 (59)
investment firm — borrowed from another act; this instrument states no meaning of its own (2)
leverage — borrowed from another act; this instrument states no meaning of its own (56)
local firm — borrowed from another act; this instrument states no meaning of its own (4)
management body — an institution's body or bodies, which are appointed in accordance with national law, which are empowered to set the institution's strategy, objectives and overall direction, and which oversee and monitor management decision-making, and include the persons who effectively direct the business of the institution (7)
management body in its supervisory function — the management body acting in its role of overseeing and monitoring management decision-making (8)
mixed activity holding company — borrowed from another act; this instrument states no meaning of its own (21)
mixed financial holding company — borrowed from another act; this instrument states no meaning of its own (20)
model risk — the potential loss an institution may incur, as a consequence of decisions that could be principally based on the output of internal models, due to errors in the development, implementation or use of such models (11)
O-SII buffer — the own funds that may be required to be maintained in accordance with Article 131(5) (4)
operational risk — borrowed from another act; this instrument states no meaning of its own (48)
originator — borrowed from another act; this instrument states no meaning of its own (12)
own funds — borrowed from another act; this instrument states no meaning of its own (47)
parent financial holding company in a Member State — borrowed from another act; this instrument states no meaning of its own (26)
parent institution in a Member State — borrowed from another act; this instrument states no meaning of its own (24)
parent mixed financial holding company in a Member State — borrowed from another act; this instrument states no meaning of its own (28)
parent undertaking — borrowed from another act; this instrument states no meaning of its own (14)
participation — borrowed from another act; this instrument states no meaning of its own (32)
qualifying holding — borrowed from another act; this instrument states no meaning of its own (33)
regulated market — borrowed from another act; this instrument states no meaning of its own (55)
reinsurance undertaking — borrowed from another act; this instrument states no meaning of its own (6)
risk of excessive leverage — borrowed from another act; this instrument states no meaning of its own (57)
securitisation — borrowed from another act; this instrument states no meaning of its own (50)
securitisation position — borrowed from another act; this instrument states no meaning of its own (51)
securitisation special purpose entity — borrowed from another act; this instrument states no meaning of its own (52)
senior management — those natural persons who exercise executive functions within an institution and who are responsible, and accountable to the management body, for the day-to-day management of the institution (9)
sponsor — borrowed from another act; this instrument states no meaning of its own (13)
sub-consolidated basis — borrowed from another act; this instrument states no meaning of its own (45)
subsidiary — borrowed from another act; this instrument states no meaning of its own (15)
systemic risk — a risk of disruption in the financial system with the potential to have serious negative consequences for the financial system and the real economy (10)
systemic risk buffer — the own funds that an institution is or may be required to maintain in accordance with Article 133 (5)
systemically important institution — an EU parent institution, an EU parent financial holding company, an EU parent mixed financial holding company or an institution the failure or malfunction of which could lead to systemic risk (30)
trading book — borrowed from another act; this instrument states no meaning of its own (54)