ancillary services undertaking — an undertaking, the principal activity of which consists of owning or managing property, managing data‐processing services, or a similar activity which is ancillary to the principal activity of one or more investment firms 1

authorisation — authorisation of an investment firm in accordance with Article 5 of Directive 2014/65/EU 1

branch — borrowed from another act; this instrument states no meaning of its own 1

close links — borrowed from another act; this instrument states no meaning of its own 1

commodity and emission allowance dealer — borrowed from another act; this instrument states no meaning of its own 1

competent authority — a public authority or body of a Member State that is officially recognised and empowered by national law to supervise investment firms in accordance with this Directive, as part of the supervisory system in operation in that Member State 1

compliance with the group capital test — compliance by a parent undertaking in an investment firm group with the requirements of Article 8 of Regulation (EU) 2019/2033 1

consolidated situation — borrowed from another act; this instrument states no meaning of its own 1

control — the relationship between a parent undertaking and a subsidiary, as described in Article 22 of Directive 2013/34/EU of the European Parliament and of the Council (17), or in the accounting standards to which an investment firm is subject under Regulation (EC) No 1606/2002 of the European Parliament and of the Council (18), or a similar relationship between any natural or legal person and an undertaking 1

credit institution — borrowed from another act; this instrument states no meaning of its own 1

derivatives — borrowed from another act; this instrument states no meaning of its own 1

ESMA — borrowed from another act; this instrument states no meaning of its own Article 62 — Amendments to Directive 2013/36/EU

financial institution — borrowed from another act; this instrument states no meaning of its own 1

gender neutral remuneration policy — borrowed from another act; this instrument states no meaning of its own 1

group — borrowed from another act; this instrument states no meaning of its own 1

group supervisor — a competent authority responsible for the supervision of compliance with the group capital test of Union parent investment firms and investment firms controlled by Union parent investment holding companies or Union parent mixed financial holding companies 1

home Member State — borrowed from another act; this instrument states no meaning of its own 1

host Member State — borrowed from another act; this instrument states no meaning of its own 1

initial capital — the capital which is required for the purposes of authorisation as an investment firm, the amount and type of which are specified in Articles 9 and 11 1

investment firm — borrowed from another act; this instrument states no meaning of its own 1

investment firm — borrowed from another act; this instrument states no meaning of its own Article 63 — Amendments to Directive 2014/59/EU

investment firm group — borrowed from another act; this instrument states no meaning of its own 1

investment holding company — borrowed from another act; this instrument states no meaning of its own 1

investment services and activities — borrowed from another act; this instrument states no meaning of its own 1

management body — borrowed from another act; this instrument states no meaning of its own 1

management body in its supervisory function — the management body acting in its role of overseeing and monitoring management decision‐making 1

mixed financial holding company — borrowed from another act; this instrument states no meaning of its own 1

mixed‐activity holding company — a parent undertaking other than a financial holding company, an investment holding company, a credit institution, an investment firm, or a mixed financial holding company within the meaning of Directive 2002/87/EC, the subsidiaries of which include at least one investment firm 1

parent undertaking — borrowed from another act; this instrument states no meaning of its own 1

sectoral rules — Union legal acts relating to the prudential supervision of regulated entities, in particular Regulations (EU) No 575/2013 (*1) and (EU) 2019/2033 (*2) of the European Parliament and of the Council and Directives 2009/138/EC, 2013/36/EU (*3), 2014/65/EU (*4) and (EU) 2019/2034 (*5) of the European Parliament and of the Council Article 59 — Amendment to Directive 2002/87/EC

senior management — borrowed from another act; this instrument states no meaning of its own 1

subsidiary — borrowed from another act; this instrument states no meaning of its own 1

systemic risk — borrowed from another act; this instrument states no meaning of its own 1

Union parent investment firm — borrowed from another act; this instrument states no meaning of its own 1

Union parent investment holding company — borrowed from another act; this instrument states no meaning of its own 1

Union parent mixed financial holding company — borrowed from another act; this instrument states no meaning of its own 1