SCHEDULE C
Layout for listing particulars for the admission of certificates representing shares to official stock exchange listing General information about the issuer 1.1. Name, registered office and principal administrative establishment if different from the registered office. 1.2. Date of incorporation and length of life of the issuer, except where indefinite. 1.3. Legislation under which the issuer operates and legal form which it has adopted under that legislation. 1.4. The amount of the issued capital and the number and classes of the securities of which it is composed with details of their principal characteristics. The part of the issued capital still to be paid up, with an indication of the number, or total nominal value, and the type of the securities not yet fully paid up, broken down where applicable according to the extent to which they have been paid up. 1.5. Indication of the principal holders of the capital. 1.6. Names, addresses and functions in the issuing body of the following persons, and an indication of the principal activities performed by them outside that body where these are significant with respect to that body, and also the functions held: members of the administrative, management or supervisory bodies; partners with unlimited liability, in the case of a limited partnership with a share capital. 1.7. The company's objects. If the issue of certificates representing shares is not the sole object of the company, the nature of its other activities must be described, those of a purely trustee nature being dealt with separately. 1.8. A summary of the annual accounts relating to the last completed financial year. Where more than nine months have elapsed since the end of the last financial year to which the last published own annual and/or consolidated annual accounts relate, an interim financial statement covering at least the first six months shall be included in the listing particulars or appended to them. If the interim financial statement is unaudited, that fact must be stated. Where the issuer prepares consolidated annual accounts, the competent authorities shall decide whether the interim financial statement to be submitted must be consolidated or not. Any significant change which has occurred since the end of the last financial year or the preparation of the interim financial statement must be described in a note inserted in the listing particulars or appended thereto. Information on the certificates themselves 2.1. Legal status: Indication of the rules governing the issue of the certificates and mention of the date and place of their publication. 2.1.0. Exercise of and benefit from the rights attaching to the original securities, in particular voting rights - conditions on which the issuer of the certificates may exercise such rights, and measures envisaged to obtain the instructions of the certificate holders - and the right to share in profits and any liquidation surplus. 2.1.1. Bank or other guarantees attached to the certificates and intended to underwrite the issuer's obligations. 2.1.2. Possibility of obtaining the conversion of the certificates into original securities and procedure for such conversion. 2.2. The amount of the commissions and costs to be borne by the holder in connection with: the issue of the certificate, the payment of the coupons, the creation of additional certificates, the exchange of the certificates for original securities. 2.3. Transferability of the certificates: The stock exchanges where admission to official listing is, or will be, sought; Any restrictions on the free transferability of the certificates. 2.4. Supplementary information for admission to official listing: If the certificates are to be placed on a stock exchange the number of certificates made available to the market and/or the total nominal value; the minimum sale price, if such a price is fixed; Date on which the new certificates will be listed, if known. 2.5. Indication of the tax arrangements with regard to any taxes and charges to be borne by the holders and levied in the countries where the certificates are issued. 2.6. Indication of the legislation under which the certificates have been created and of the courts competent in the event of litigation.
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Source: EUR-Lex (Cellar) · retrieved 2026-10-11 · Text as adopted (Official Journal); later amendments are not incorporated in this text.