2. — Directive 2004/39/EC of the European Parliament and of the Council of 21 April…

2.

Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC · European Union

The competent authority of the Member State responsible for the supervision of credit institutions or insurance undertakings shall be consulted prior to granting an authorisation to an investment firm which is: a subsidiary of a credit institution or insurance undertaking authorised in the Community; or a subsidiary of the parent undertaking of a credit institution or insurance undertaking authorised in the Community; or controlled by the same person, whether natural or legal, who controls a credit institution or insurance undertaking authorised in the Community.

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Source: EUR-Lex (Cellar) · retrieved 2026-10-09 · Text as adopted (Official Journal); later amendments are not incorporated in this text.