(a) — Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing… · Lexiara

(a)

Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance) · European Union

the transaction is between an investment firm dealing on own account and a client of that firm;

← art_28__text_1 · All articles · art_28__point_a__text_1 →

Source: EUR-Lex (Cellar) · retrieved 2026-10-30 · Text as adopted (Official Journal); later amendments are not incorporated in this text.