2. — Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing…

2.

Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance) · European Union

If an investment firm transmits an order to another person for execution, the investment firm shall immediately record the following details after making the transmission: the name or other designation of the client whose order has been transmitted; the name or other designation of the person to whom the order was transmitted; the terms of the order transmitted; the date and exact time of transmission.

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Source: EUR-Lex (Cellar) · retrieved 2026-10-30 · Text as adopted (Official Journal); later amendments are not incorporated in this text.