5.

An auction platform auctioning two-day spot or five-day futures may refuse admission to bid in its auctions if the applicant refuses any of the following: to comply with requests made by the auction platform for additional information or clarification or substantiation of information provided; to attend an invitation made by the auction platform to interview any officers of the applicant including at its business premises or elsewhere; to allow investigations or verifications, requested by the auction platform including on-site visits or spot-checks at the applicant’s business premises; to comply with requests made by the auction platform for any information required from an applicant, the clients of an applicant or the clients of their clients as provided for in Article 18(4) to check compliance with the requirements of Article 19(3); to comply with requests made by the auction platform for any information required to check compliance with the requirements of Article 19(2).

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Source: EUR-Lex (Cellar) · retrieved 2026-10-30 · Text as adopted (Official Journal); later amendments are not incorporated in this text.