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MiFID II
DIRECTIVE 2014/65/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance) · European Union

The competent authorities of the other Member State involved shall be consulted prior to granting authorisation to an investment firm which is any of the following: a subsidiary of an investment firm or market operator or credit institution authorised in another Member State; a subsidiary of the parent undertaking of an investment firm or credit institution authorised in another Member State; controlled by the same natural or legal persons who control an investment firm or credit institution authorised in another Member State.

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Source: EUR-Lex (Cellar) · retrieved 2026-09-25 · Text as adopted (Official Journal); later amendments are not incorporated in this text.