(7)

‘financial undertaking’ means any of the following: a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1). ; an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU; an insurance undertaking as defined in point (1) of Article 13 of Directive 2009/138/EC of the European Parliament and of the Council Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1). ; a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013; a mixed-activity holding company as defined in point (22) of Article 4(1) of Regulation (EU) No 575/2013; a management company as defined in point (b) of Article 2(1) of Directive 2009/65/EC; an AIFM as defined in point (b) of Article 4(1) of Directive 2011/61/EU.

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Source: EUR-Lex (Cellar) · retrieved 2026-10-30 · Text as adopted (Official Journal); later amendments are not incorporated in this text.