Article 1 › 6
SRD II
Chapter Ib shall apply to: (a) institutional investors, to the extent that they invest directly or through an asset manager in shares traded on a regulated market; (b) asset managers, to the extent that they invest in such shares on behalf of investors; and (c) proxy advisors, to the extent that they provide services to shareholders with respect to shares of companies which have their registered office in a Member State and the shares of which are admitted to trading on a regulated market situated or operating within a Member State.
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Source: EUR-Lex CELLAR · retrieved 2026-08-27