lexiara

(14)

‘investment services’ means the following services and activities: reception and transmission of orders in relation to one or more financial instruments; execution of orders on behalf of clients; dealing on own account; portfolio management; investment advice; underwriting of financial instruments and/or placing of financial instruments on a firm-commitment basis; placing of financial instruments without a firm-commitment basis; any service in relation to the admission to trading on a regulated market or trading on a multilateral trading facility;

· All articles ·

Source: EUR-Lex (Cellar) · retrieved 2026-11-06 · Text as adopted (Official Journal); later amendments are not incorporated in this text.