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Article 13 › 1

IFD
DIRECTIVE (EU) 2019/2034 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (Text with EEA relevance) · European Union

Competent authorities of different Member States shall cooperate closely for the purposes of their duties pursuant to this Directive and to Regulation (EU) 2019/2033, in particular by exchanging information about investment firms without delay, including the following: (a) information about the management and ownership structure of the investment firm; (b) information about compliance with own funds requirements by the investment firm; (c) information about compliance with the concentration risk requirements and liquidity requirements of the investment firm; (d) information about the administrative and accounting procedures and internal control mechanisms of the investment firm; (e) any other relevant factors that may influence the risk posed by the investment firm.

National law under this provision

1 national measure recorded under this provision, in 1 form — sign in to view the analysis.

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Source: EUR-Lex CELLAR · retrieved 2026-09-05