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Article 38 — Supervisory measures

IFD
DIRECTIVE (EU) 2019/2034 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (Text with EEA relevance) · European Union

Competent authorities shall require investment firms to take, at an early stage, the measures necessary to address the following problems: (a) an investment firm does not meet the requirements of this Directive or of Regulation (EU) 2019/2033; (b) competent authorities have evidence that an investment firm is likely to breach the national provisions transposing this Directive or the provisions of Regulation (EU) 2019/2033 within the next 12 months.

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Source: EUR-Lex CELLAR · retrieved 2026-09-05