Article 49 › 3

Member States shall ensure that competent authorities, before adopting a decision that may be important for other competent authorities’ supervisory tasks, consult each other on the following: (a) changes in the shareholder, organisational or management structure of investment firms in the investment firm group, which require the approval or authorisation of competent authorities; (b) significant sanctions imposed on investment firms by competent authorities or any other exceptional measures taken by those authorities; and (c) specific own funds requirements imposed in accordance with Article 39.

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Source: EUR-Lex CELLAR · retrieved 2026-09-05