1.

Only the following financial undertakings authorised or registered under Union law may apply for registration of a PEPP: credit institutions authorised in accordance with Directive 2013/36/EU of the European Parliament and of the Council Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338). ; insurance undertakings authorised in accordance with Directive 2009/138/EC of the European Parliament and of the Council Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1). , engaged in direct life insurance according to Article 2(3) of Directive 2009/138/EC and Annex II to that Directive; institutions for occupational retirement provision (IORPs) authorised or registered in accordance with Directive (EU) 2016/2341 which, pursuant to national law, are authorised and supervised to provide also personal pension products. In that case, all assets and liabilities corresponding to PEPP provision business shall be ring-fenced, without any possibility to transfer them to the other retirement provision business of the institution; investment firms authorised in accordance with Directive 2014/65/EU, providing portfolio management; investment companies or management companies authorised in accordance with Directive 2009/65/EC; EU alternative investment fund managers (EU AIFM) authorised in accordance with Directive 2011/61/EU.

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Source: EUR-Lex (Cellar) · retrieved 2026-10-30 · Text as adopted (Official Journal); later amendments are not incorporated in this text.