art_10__para_3

Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance) · European Union

3. Shares in undertakings other than financial sector entities shall not be included in the calculation specified in paragraph 1 where any of the following conditions is met: those shares are held temporarily during a financial assistance operation as referred to in Article 79 of Regulation (EU) No 575/2013; the holding of those shares is an underwriting position held for five working days or fewer; those shares are held in the own name of the investment firm and on behalf of others.

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Source: EUR-Lex (Cellar) · retrieved 2026-10-09 · Text as adopted (Official Journal); later amendments are not incorporated in this text.