art_33__para_3

Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance) · European Union

3. DTF shall exclude transactions executed by an investment firm for the purpose of providing portfolio management services on behalf of investment funds. DTF shall include transactions executed by an investment firm in its own name either for itself or on behalf of a client.

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Source: EUR-Lex (Cellar) · retrieved 2026-10-09 · Text as adopted (Official Journal); later amendments are not incorporated in this text.