(Text with EEA relevance)

PART ONE GENERAL PROVISIONS TITLE I SUBJECT MATTER, SCOPE AND DEFINITIONS TITLE II LEVEL OF APPLICATION OF REQUIREMENTS CHAPTER 1 Application of requirements on an individual basis CHAPTER 2 Prudential consolidation and exemptions for an investment firm group PART TWO OWN FUNDS PART THREE CAPITAL REQUIREMENTS TITLE I GENERAL REQUIREMENTS TITLE II K-FACTOR REQUIREMENT CHAPTER 1 General principles CHAPTER 2 RtC K‐factors CHAPTER 3 RtM K‐Factors CHAPTER 4 RtF K‐factors Section 1 Trading counterparty default Section 2 Daily trading flow CHAPTER 5 Environmental and social objectives PART FOUR CONCENTRATION RISK PART FIVE LIQUIDITY PART SIX DISCLOSURE BY INVESTMENT FIRMS PART SEVEN REPORTING BY INVESTMENT FIRMS PART EIGHT DELEGATED ACTS PART NINE TRANSITIONAL PROVISIONS, REPORTS, REVIEWS AND AMENDMENTS TITLE I TRANSITIONAL PROVISIONS TITLE II REPORTS AND REVIEWS TITLE III AMENDMENTS TO OTHER REGULATIONS PART TEN FINAL PROVISIONS This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Strasbourg, 27 November 2019. For the European Parliament The President D. M. SASSOLI For the Council The President T. TUPPURAINEN

← on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 · All articles · Preamble →

Source: EUR-Lex (Cellar) · retrieved 2026-10-09 · Text as adopted (Official Journal); later amendments are not incorporated in this text.