SECTION B

For the purposes of drawing up and maintaining resolution plans, resolution authorities may request CCPs to provide at least the following information: a detailed description of the CCP’s organisational structure including a list of all legal persons; identification of the direct holders and the percentage of voting and non-voting rights of each legal person; the location, jurisdiction of incorporation, licensing and key management associated with each legal person; a mapping of the CCP’s critical functions and core business lines, including balance sheet details of such functions and business lines, by reference to legal persons; a detailed description of the components of the CCP’s and all its legal entities’ business activities, separating, at a minimum by types of services and respective amounts of cleared volumes, open interest, initial margin, variation margin flows, default funds and any associated assessment rights or other recovery actions pertaining to such business lines; details of capital and debt instruments issued by the CCP and its legal entities; an identification of from whom the CCP has received collateral and in what form (title transfer or security interest), and to whom it has pledged collateral and in what form and the person that holds the collateral, and in both cases the jurisdiction in which the collateral is located; a description of the off balance sheet exposures of the CCP and its legal entities, including a mapping to its critical operations and core business lines; the material hedges of the CCP including a mapping to legal persons; identification of the relative exposures and importance of clearing members of the CCP as well as an analysis of the impact of the failure of major clearing members on the CCP; each system on which the CCP conducts a material number or value amount of trades, including a mapping to the CCP’s legal persons, critical operations and core business lines; each payment, clearing or settlement system of which the CCP is directly or indirectly a member, including a mapping to the CCP’s legal persons, critical operations and core business lines; a detailed inventory and description of the key management information systems, including those for risk management, accounting and financial and regulatory reporting used by the CCP including a mapping to the CCP’s legal persons, critical operations and core business lines; an identification of the owners of the systems identified in point (13), service level agreements related thereto, and any software and systems or licenses, including a mapping to their legal entities, critical operations and core business lines; an identification and mapping of the legal persons and the interconnections and interdependencies among the different legal persons such as: common or shared personnel, facilities and systems; capital, funding or liquidity arrangements; existing or contingent credit exposures; cross-guarantee agreements, cross-collateral arrangements, cross-default provisions and cross-affiliate netting arrangements; risks transfers and back-to-back trading arrangements; service level agreements; the competent authority and resolution authority for each legal person, if different to those designated under Article 22 of Regulation (EU) No 648/2012 and under Article 3 of this Regulation; the member of the board responsible for providing the information necessary to draw up the resolution plan of the CCP as well as those responsible, if different, for the different legal persons, critical operations and core business lines; a description of the arrangements that the CCP has in place to ensure that, in the event of resolution, the resolution authority will have all the necessary information, as determined by the resolution authority, for applying the resolution tools and exercising the resolution powers; all the agreements entered into by the CCP and their legal entities with third parties the termination of which may be triggered by a decision of the authorities to apply a resolution tool and whether the consequences of termination may affect the application of the resolution tool; a description of possible liquidity sources for supporting resolution; information on asset encumbrance, liquid assets, off-balance sheet activities, hedging strategies and booking practices.

← anx_ANNEX__cpt_1__point_22__text_1 · All articles · anx_ANNEX__cpt_2__text_1 →

Source: EUR-Lex (Cellar) · retrieved 2026-10-12 · Text as adopted (Official Journal); later amendments are not incorporated in this text.