art_60__para_7

7. For the purposes of paragraphs 1 to 6, the following information shall be notified: a programme of operations setting out the types of crypto-asset services that the applicant crypto-asset service provider intends to provide, including where and how those services are to be marketed; a description of: the internal control mechanisms, policies and procedures to ensure compliance with the provisions of national law transposing Directive (EU) 2015/849; the risk assessment framework for the management of money laundering and terrorist financing risks; and the business continuity plan; the technical documentation of the ICT systems and security arrangements, and a description thereof in non-technical language; a description of the procedure for the segregation of clients’ crypto-assets and funds; a description of the custody and administration policy, where it is intended to provide custody and administration of crypto-assets on behalf of clients; a description of the operating rules of the trading platform and of the procedures and system to detect market abuse, where it is intended to operate a trading platform for crypto-assets; a description of the non-discriminatory commercial policy governing the relationship with clients as well as a description of the methodology for determining the price of the crypto-assets they propose to exchange for funds or other crypto-assets, where it is intended to exchange crypto-assets for funds or other crypto-assets; a description of the execution policy, where it is intended to execute orders for crypto-assets on behalf of clients; evidence that the natural persons giving advice on behalf of the applicant crypto-asset service provider or managing portfolios on behalf of the applicant crypto-asset service provider have the necessary knowledge and expertise to fulfil their obligations, where it is intended to provide advice on crypto-assets or provide portfolio management on crypto-assets; whether the crypto-asset service relates to asset-referenced tokens, e-money tokens or other crypto-assets; information on the manner in which such transfer services will be provided, where it is intended to provide transfer services for crypto-assets on behalf of clients.

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Source: EUR-Lex (Cellar) · retrieved 2026-10-10 · Text as adopted (Official Journal); later amendments are not incorporated in this text.