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Member States shall ensure that where the obligations referred to in paragraph 1 of this Article apply to institutions, financial holding companies and mixed financial holding companies, competent authorities may, in the event of a breach of national provisions transposing this Directive, of Regulation (EU) No 575/2013 or of decisions taken by a competent authority on the basis of those provisions or that Regulation, apply administrative penalties, periodic penalty payments and other administrative measures to members of the management body, senior management, key function holders, other members of staff whose professional activities have a material impact on the institution’s risk profile as referred to in Article 92(3) of this Directive and to other natural persons, provided they are responsible for the breach under national law.

1 national measure recorded under this provision, in 1 form — sign in to view the analysis.

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Source: EUR-Lex CELLAR · retrieved 2026-09-04