Article 46 › 3

For the purposes of this Article, and except in cases where AML/CFT supervisory colleges are set up in accordance with Article 49, Member States shall ensure that financial supervisors provide one another with any information they require for the exercise of their supervisory tasks, whether on request or on their own initiative. In particular, financial supervisors shall exchange any information that could significantly influence the assessment of the inherent or residual risk exposure of a credit institution or financial institution in another Member State, including: (a) identification of the group’s legal, governance and organisational structure, covering all subsidiaries and branches; (b) relevant information on the beneficial owners and senior management, including outcomes of fit and proper checks, whether carried out under this Directive or under other Union legal acts; (c) policies, procedures and controls in place within the group; (d) customer due diligence information, including customer files and records of transactions; (e) adverse developments in relation to the parent undertaking, subsidiaries or branches, which could seriously affect other parts of the group; (f) pecuniary sanctions that financial supervisors intend to impose and administrative measures that financial supervisors intend to apply in accordance with Section 4 of this Chapter. Member States shall also ensure that financial supervisors are able to conduct, within their powers, inquiries on behalf of a requesting supervisor, and to share the information obtained through such inquiries, or to facilitate the conduct of such inquiries by the requesting supervisor.

1 national measure recorded under this provision, in 1 form — sign in to view the analysis.

← 2 · All articles · 4 →

Source: EUR-Lex CELLAR · retrieved 2026-09-04