Article 11 › 2

The supervisory authorities shall transmit to the Authority at least the following information, including the data related to individual obliged entities, so that the Authority enters that information into the database: (a) a list of all supervisory authorities and self-regulatory bodies in their Member State entrusted with the supervision of obliged entities, including information about their mandate, tasks and powers and, where applicable, the identification of the leading supervisor or coordination mechanism; (b) statistical information about the categories and the number of supervised obliged entities per category in their Member State and basic information about the risk profile of those entities; (c) the administrative measures applied and pecuniary sanctions imposed in the course of supervision of individual obliged entities in response to breaches of AML/CFT requirements, accompanied by: (i) the grounds for applying the administrative measure or imposing the pecuniary sanction, such as the nature of the breach; (ii) related information on the supervisory activities and outcomes which led to the administrative measure being applied or the pecuniary sanction being imposed; (d) any advice or opinion related to ML/TF risks provided to other authorities in relation to authorisation procedures, withdrawal of authorisation procedures, and ‘fit and proper’ assessments of shareholders or members of the management body of individual obliged entities; (e) the outcomes of their assessments of the inherent and residual risk profiles of all credit institutions and financial institutions that meet the criteria set out in Article 12(1); (f) the outcomes and reports of thematic reviews and other horizontal supervisory actions with regard to high-risk areas or activities; (g) information regarding the supervisory activities they performed over the past calendar year, gathered pursuant to Article 40(5) of Directive (EU) 2024/1640; (h) statistical information about staffing and other resources of supervisors and supervisory authorities. The information provided pursuant to the first subparagraph shall not include references to specific suspicions reported pursuant to Article 69 of Regulation (EU) 2024/1624. The Authority shall also enter into the database the information stemming from its activities in the area of direct supervision which corresponds to the categories of information listed in the first subparagraph, as well as the outcomes of the risk assessment process carried out by the Authority pursuant to Article 12.

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Source: EUR-Lex CELLAR · retrieved 2026-09-04