Article 9 › 1

No later than 1 December each year, supervisory authorities shall provide information to the Authority on supervisory reviews which they intend to carry out, on a thematic basis, during the following year or supervisory term and which aim to assess ML/TF risks or a specific aspect of such risks to which multiple obliged entities are exposed at the same time. The following information shall be provided: (a) the scope of each planned thematic review in terms of category and number of obliged entities included and the subject matter of the review; (b) the timeframe of each planned thematic review; (c) the planned types, nature and frequency of supervisory activities to be performed in relation to each thematic review, including any on-site inspections or other types of direct interaction with obliged entities, where applicable.

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Source: EUR-Lex CELLAR · retrieved 2026-09-04