Section 387A(1)

In this Act “relevant financial institution” means any of the following— a credit institution, an investment firm, a financial holding company, a mixed financial holding company, an investment holding company, a financial institution which is— a subsidiary of an entity referred to in paragraphs (a) to (da), and covered by the supervision of that entity on a consolidated basis by the Financial Conduct Authority in accordance with Part 9C rules or by the Prudential Regulation Authority in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms or CRR rules, or, a mixed-activity holding company.

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Source: legislation.gov.uk · retrieved 2026-09-04