Schedule 13, Part IV, paragraph 11(5)
FSMA 2000
Financial Services and Markets Act 2000 · United Kingdom
A person guilty of an offence under sub-paragraph (3)(b) is liable— on summary conviction, to a fine not exceeding the statutory maximum; on conviction on indictment, to imprisonment for a term not exceeding two years or a fine or both.
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Source: legislation.gov.uk · retrieved 2026-09-04