Schedule 17A, Part 2, paragraph 19

Section 343 (information given by auditor: person with close links) applies in relation to a relevant auditor as if— the references in that section to a recognised investment exchange were to a recognised clearing house or a recognised CSD, in the case of an auditor of a recognised clearing house or a recognised CSD which is an authorised person or which is a recognised investment exchange, the references to a regulator included the Bank, and in the case of an auditor of a recognised clearing house or a recognised CSD not falling within paragraph (b), the references to a regulator were to the Bank. A “relevant auditor” is a person who— is, or has been, an auditor of a recognised clearing house or a recognised CSD appointed under or as a result of a statutory provision , the EMIR regulation or the CSD regulation, and is, or has been, an auditor of a person who has close links with the recognised clearing house or the recognised CSD.

← 2 · All articles · 1 →

Source: legislation.gov.uk · retrieved 2026-09-04