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Schedule 6, Part 1B, paragraph 2D(3)

FSMA 2000

Except in a case within sub-paragraph (3A), the matters which are relevant in determining whether A has appropriate financial resources include— the provision A makes and, if A is a member of a group, which other members of the group make, in respect of liabilities; the means by which A manages and, if A is a member of a group, by which other members of the group manage, the incidence of risk in connection with A’s business.

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Source: legislation.gov.uk · retrieved 2026-09-04