Section 123(1)

The FCA may exercise its power under subsection (2) if it is satisfied that— a person has contravened Article 14 (prohibition of insider dealing and of unlawful disclosure of inside information) or Article 15 (prohibition of market manipulation) of the market abuse regulation; a person has contravened, or been knowingly concerned in the contravention of— a provision of the market abuse regulation other than Article 14 or 15 of that regulation; or a provision of any supplementary market abuse legislation; or a person other than an authorised person has contravened any requirement— imposed on that person under section 122A, 122B, 122C, 122G, 122H, 122HA, 122I, 122IA, 123A or 123B; or relating to the market abuse regulation or any supplementary market abuse legislation imposed on that person under Part 11.

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Source: legislation.gov.uk · retrieved 2026-09-04