Section 123B(1)

The FCA may exercise its power under subsection (2) if it is satisfied that an authorised person— has contravened Article 14 (prohibition of insider dealing and of unlawful disclosure of inside information) or Article 15 (prohibition of market manipulation) of the market abuse regulation; has contravened, or been knowingly concerned in the contravention of— a provision of the market abuse regulation other than Article 14 and 15 of that regulation; a provision of any supplementary market abuse legislation; or has contravened a requirement imposed on that person under this section or section 122A, 122B, 122C, 122G, 122H, 122HA, 122I , 122IA or 123A.

← 123B · All articles · 2 →

Source: legislation.gov.uk · retrieved 2026-09-04