lexiara

Section 137D(2)

FSMA 2000

Those prohibited things are— entering into specified agreements with any person or specified person; entering into specified agreements with any person or specified person unless requirements specified in the rules have been satisfied; doing anything that would or might result in the entering into of specified agreements by persons or specified persons, or the holding by them of a beneficial or other kind of economic interest in specified agreements; doing anything within paragraph (c) unless requirements specified in the rules have been satisfied.

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Source: legislation.gov.uk · retrieved 2026-09-04