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Section 137FBA(1)

FSMA 2000

The FCA must make general rules requiring specified authorised persons to check that an individual— has received appropriate advice before transferring or otherwise dealing with the right to those payments. who has a right to payments under a relevant annuity, and if the Treasury make regulations under subsection (3), who is not an exempt person by virtue of those regulations,

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Source: legislation.gov.uk · retrieved 2026-09-04