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Section 137FD(5)

FSMA 2000

In relation to an agreement entered into, or charge imposed, in contravention of the rules, the rules may (amongst other things)— provide for the agreement, or obligation to pay the charge, to be unenforceable or unenforceable to a specified extent; provide for the recovery of amounts paid under the agreement or obligation; provide for the payment of compensation for any losses incurred as a result of paying amounts under the agreement or obligation.

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Source: legislation.gov.uk · retrieved 2026-09-04