Section 138D(5)

In subsections (1), (2) and (3) “rule” does not include— rules under section 64A (rules of conduct); rules under Part 5A; Part 6 rules; rules under section 137O (threshold condition code); rules under section 192J (provision of information by parent undertakings); a rule requiring an authorised person to have or maintain financial resources.

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Source: legislation.gov.uk · retrieved 2026-09-04