Section 143D(4)

Rules made for the purpose of subsection (1) or under subsection (3) may, among other things— impose requirements to be satisfied on an individual basis or on a consolidated basis; impose requirements relating to the processes for consolidation; make provision relating to transactions between a parent undertaking of an FCA investment firm and a member of its group, including provision requiring the disclosure of information; provide for exceptions from requirements; make provision by reference to the capital requirements regulation, to an instrument made under the capital requirements regulation or to Directive 2013/36/EU UK law, as amended from time to time.

← 3 · All articles · 5 →

Source: legislation.gov.uk · retrieved 2026-09-04