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Section 143W(4)

FSMA 2000

Subsection (5) applies to— who was, at any time, knowingly concerned in the contravention. a member of the management body of the non-authorised parent undertaking, or a person not falling within paragraph (a) who is an employee of the non-authorised parent undertaking,

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Source: legislation.gov.uk · retrieved 2026-09-04