Section 165(7)

The powers conferred by subsections (1) and (3) may also be exercised— by either regulator, to impose requirements on a person who is connected with an authorised person; by the FCA, to impose requirements on a person who is or has been subject to a relevant Part 5A requirement; by the FCA, to impose requirements on an operator, trustee or depositary of a scheme recognised under section ... 271A or 272 who is not an authorised person; by the FCA, to impose requirements on a recognised investment exchange; by the FCA, to impose requirements on a person who is connected with a recognised investment exchange. by the FCA, to impose requirements on a person who provides, or has provided, a service to an FCA investment firm or to a relevant parent undertaking of such a firm; by either regulator, to impose requirements on a person who provides any service to an insurance undertaking or reinsurance undertaking.

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Source: legislation.gov.uk · retrieved 2026-09-04