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Section 171(1A)

FSMA 2000

This subsection applies to the following persons— the person who is the subject of the investigation (“the person under investigation”); any person connected with the person under investigation; where the person under investigation is an FCA investment firm, a person who provides, or has provided, a service to the firm or to a relevant parent undertaking of the firm; where the person under investigation is a relevant parent undertaking of an FCA investment firm, a person who provides, or has provided, a service to the parent undertaking or to the firm.

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Source: legislation.gov.uk · retrieved 2026-09-04