Section 195

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . “An overseas regulator” means an authority in a country or territory outside the United Kingdom— which is a home state regulator; or which exercises any function of a kind mentioned in subsection (4). The functions are— a function corresponding to any function of either regulator under this Act; . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . a function corresponding to any function exercised by the Secretary of State under the Companies Acts (as defined in section 2 of the Companies Act 2006); a function in connection with — the investigation of conduct of the kind prohibited by Part V of the Criminal Justice Act 1993 (insider dealing); or the enforcement of rules (whether or not having the force of law) relating to such conduct; a function prescribed by regulations made for the purposes of this subsection which, in the opinion of the Treasury, relates to companies or financial services. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

← 194D · All articles · 1 →

Source: legislation.gov.uk · retrieved 2026-09-04