Section 204A(6)

The FCA is “the appropriate regulator” in the case of a contravention of any other requirement imposed— by or under this Act; by or under Part 1 of the Pensions Act 2008 in relation to the scale requirement in section 28B or the asset allocation requirement in section 28C, by regulations under section 11 of the Civil Liability Act 2018; by or under the Securitisation Regulations 2024; by small pots regulations within the meaning of Chapter 2 of Part 2 of the Pension Schemes Act 2026; by the Alternative Investment Fund Managers Regulations 2013; or by the Undertakings for Collective Investment in Transferable Securities Regulations 2011.

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Source: legislation.gov.uk · retrieved 2026-09-04