Section 234D(4)

The reference to the failure by a regulated person (“R”) to comply with a requirement applicable to the carrying on by R of any activity includes anything done, or omitted to be done, by R in carrying on the activity— which is a breach of a duty or other obligation, prohibition or restriction, or which otherwise gives rise to the availability of remedy or relief in legal proceedings.

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Source: legislation.gov.uk · retrieved 2026-09-04