lexiara

Section 298(6A)

FSMA 2000

If the appropriate regulator— the body concerned may refer the matter to the Tribunal. gives a direction under section 296 to a recognised body because it has failed, or is likely to fail, to comply with an obligation imposed on it by or under Article 4 or 15 of the SFT regulation; gives any other direction under section 296 to a recognised CSD; . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . makes a revocation order under section 297(1B); makes a revocation order under section 297(2A)(c) because a recognised body has failed, or is likely to fail, to comply with an obligation imposed on it by or under Article 4 or 15 of the SFT regulation; or makes a revocation order under section 297(2D),

· All articles ·

Source: legislation.gov.uk · retrieved 2026-09-04