Section 300(4)

“Disciplinary proceedings” means proceedings under the rules of an investment exchange , clearing house or central securities depository in relation to a contravention of Article 14 (prohibition of insider dealing and of unlawful disclosure of inside information) or Article 15 (prohibition of market manipulation) of the market abuse regulation by a person subject to the rules.

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Source: legislation.gov.uk · retrieved 2026-09-04