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Section 312G

FSMA 2000

If the appropriate regulator proposes to impose a sanction— it must give the body , provider or person (as the case may be) a warning notice. on a recognised body or data reporting service provider under section 312E or 312F, or on a person under section 312FA, A warning notice about a proposal to publish a statement must set out the terms of the statement. A warning notice about a proposal to impose a penalty must state the amount of the penalty. A warning notice about a proposal to impose a prohibition must specify the extent of the prohibition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Source: legislation.gov.uk · retrieved 2026-09-04