Section 313D(1)

In this Part— ... “derivative” means a derivative referred to in paragraphs 4 to 10 of Part 1 of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544); “financial instrument” means an instrument specified in Part 1 of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; “institution” means— ... a recognised investment exchange, other than an overseas investment exchange (within the meaning of Part 18); an investment firm; a qualifying credit institution that has Part 4A permission to carry on the regulated activity of accepting deposits, when carrying out investment services or activities; or a qualifying credit institution other than one that has Part 4A permission to carry on the regulated activity of accepting deposits; “issuer”, in relation to a financial instrument, means the person who issued the instrument; “market abuse” means a contravention of Article 14 (prohibition of insider dealing and of unlawful disclosure of inside information) or 15 (prohibition of market manipulation) of the market abuse regulation; ... “non-disclosure of inside information” means a failure to disclose inside information, as defined by Article 7 (inside information) of the market abuse regulation, in contravention of Article 17 (public disclosure of inside information) of that Regulation; “regulated information” has the meaning given in Article 2(1)(k) of the transparency obligations directive (as defined in section 103 of this Act); “regulatory information service” means— a service approved by the FCA to disseminate regulated information in accordance with rules made under section 89A of this Act, ... ... ... “systematic internaliser” has the meaning given in Article 2(1)(12) of the markets in financial instruments regulation; “trading venue” means a UK trading venue, as defined by Article 2(1)(16A) of the markets in financial instruments regulation.

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Source: legislation.gov.uk · retrieved 2026-09-04