Section 347(1)

The FCA must maintain a record of every— person who appears to the FCA to be an authorised person; authorised unit trust scheme; authorised contractual scheme; authorised open-ended investment company; recognised scheme; recognised investment exchange; . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . individual to whom a prohibition order or Part 9C prohibition order , Part 9C prohibition order or Part 18 prohibition order relates; approved person; . . . Part 18 approved person; person to whom subsection (2A) applies; ... appointed representative to whom subsection (2B) applies; appointed representative to whom subsection (2C) applies; and person falling within such other class (if any) as the FCA may determine.

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Source: legislation.gov.uk · retrieved 2026-09-04