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Section 393(1)

FSMA 2000

If any of the reasons contained in a warning notice to which this section applies relates to a matter which— a copy of the notice must be given to the third party. identifies a person (“the third party”) other than the person to whom the notice is given, and in the opinion of the regulator giving the notice, is prejudicial to the third party,

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Source: legislation.gov.uk · retrieved 2026-09-04