Section 39(1A)

This subsection applies to a person — unless he is entered on the applicable register. if his principal is an investment firm , a qualifying credit institution, or a firm which has a Part 4A permission to carry on regulated activities as an exempt investment firm within the meaning of regulation 8 of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), and so far as the business for which his principal has accepted responsibility is investment services business,

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Source: legislation.gov.uk · retrieved 2026-09-04